Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Hamlin Scott has over 28 years of experience in the financial services industry. Peter is a registered representative with Oppenheimer & Co. Inc. in Monroeville, PA. Peter previously worked at Anderson & Strudwick, Incorporated, RBC DAIN RAUSCHER INC., TUCKER ANTHONY INCORPORATED and First Union Capital Markets Corp. Peter is licensed to provide financial advice in Connecticut, Florida, Maryland, New York, North Carolina, Ohio, Pennsylvania, Virginia and West Virginia. Peter is a Series 7, 9, 10, 31, 63 and 65 licensed representative, and holds the SIE and Series 99TO licenses. Peter specializes in retirement planning, portfolio management, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
PA
10/20/2008 - Present
Oppenheimer & Co. Inc. (MONROEVILLE PA)
PA
06/18/2004 - 10/21/2008
ANDERSON & STRUDWICK, INCORPORATED (CANONSBURG PA)
NY
03/09/2002 - 06/30/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MA
08/23/1999 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NC
11/14/1994 - 09/23/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
IA
Issued 12/27/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/03/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/22/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/16/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 11/11/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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