Unclaimed
Peter Hamilton Unruh is a financial advisor with Keybanc Capital Markets Inc. located in New York, NY. Peter has been in the financial industry since February 22, 1994. Peter has held previous roles with Barclays Capital Inc., Morgan Stanley & Co. LLC, UBS Securities LLC, SBC Warburg Dillon Read Inc. and Legg Mason Wood Walker, Incorporated. Peter is a Series 63, 24, 9, SIE, and 7 licensed advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/27/2019 - Present
Keybanc Capital Markets Inc. (New York NY)
NY
09/04/2013 - 01/16/2019
BARCLAYS CAPITAL INC. (NEW YORK NY)
PA
09/09/2004 - 09/05/2013
MORGAN STANLEY & CO. LLC (WEST CONSHOHOCKEN PA)
NY
06/29/1998 - 09/14/2004
UBS SECURITIES LLC (NEW YORK NY)
CT
06/21/1994 - 06/29/1998
SBC WARBURG DILLON READ INC. (STAMFORD CT)
MD
06/18/1993 - 05/23/1994
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BC
Issued 09/10/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/16/2013
Series 24 - General Securities Principal Examination
BC
Issued 03/14/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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