Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter McMillan is an active registered representative with Brooklands Capital Strategies BD, LP. Peter's career in the financial services industry spans over two decades, with prior experience at TPG Capital BD, LLC and Montgomery Securities. Peter holds the Series 7, Series 24, Series 63, Series 79, SIE, and Series 99TO licenses. Peter is registered to conduct securities business in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
08/30/2016 - Present
Brooklands Capital Strategies BD, LP (San Francisco CA)
CA
10/01/2007 - 10/12/2016
TPG CAPITAL BD, LLC (SAN FRANCISCO CA)
NA
07/21/1983 - 07/06/1994
MONTGOMERY SECURITIES
BC
Issued 06/22/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 06/04/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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