Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Hallock Johnson is a financial advisor with over 17 years of experience in the industry. Peter currently works at DWM Finance LLC, based in Stamford, CT. Peter holds several industry licenses and registrations, including Series 7, 24, 63, and 79, and is registered to conduct business in several states, including California, Connecticut, Illinois, New York, and Virginia. Peter began his career at Douglas Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
09/18/2006 - Present
DWM Finance LLC (STAMFORD CT)
CT
05/18/2005 - 10/09/2006
DOUGLAS FINANCIAL LLC (DARIEN CT)
BC
Issued 02/15/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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