Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Rothe is a financial advisor with over 20 years of experience in the financial services industry. Peter is currently registered with Frost Investment Services. Peter previously worked with several firms, including Hornor, Townsend & Kent, LLC, Pruco Securities, LLC, Equitable Advisors, LLC, MML Investors Services, LLC, MSI Financial Services, Inc. and NYLIFE Securities LLC. Peter holds several licenses, including Series 6, 7, 24, 63 and 66. Peter has worked with clients of all types, including individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TX
05/06/2022 - Present
Frost Investment Services (SAN ANTONIO TX)
TX
03/15/2022 - 05/03/2022
HORNOR, TOWNSEND & KENT, LLC (HOUSTON TX)
TX
04/01/2021 - 01/25/2022
PRUCO SECURITIES, LLC. (HOUSTON TX)
TX
12/17/2020 - 03/12/2021
EQUITABLE ADVISORS, LLC (HOUSTON TX)
TX
04/27/2018 - 10/12/2020
PRUCO SECURITIES, LLC. (HOUSTON TX)
TX
03/25/2017 - 04/05/2018
MML INVESTORS SERVICES, LLC (HOUSTON TX)
TX
06/20/2014 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (HOUSTON TX)
TX
06/25/2002 - 06/18/2014
NYLIFE SECURITIES LLC (HOUSTON TX)
BOTH
Issued 05/16/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/12/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/27/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2011
Series 7 - General Securities Representative Examination
BC
Issued 06/24/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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