Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Gaunt has been a registered representative for over 14 years, serving clients in Pennsylvania and Texas. Currently affiliated with Cambridge Investment Research Advisors, Inc., Peter provides financial advice and manages investments for a variety of clients including individuals, high-net-worth individuals, and charitable organizations. Peter has extensive experience in the financial industry, working previously with Wells Fargo Advisors LLC, Citizens Securities, Inc., and PNC Investments. Peter is committed to providing personalized financial guidance and helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
PA
09/12/2023 - Present
Cambridge Investment Research Advisors, Inc. (Wayne PA)
PA
12/12/2017 - 09/22/2023
PNC INVESTMENTS (GLEN MILLS PA)
PA
08/29/2017 - 11/10/2017
CITIZENS SECURITIES, INC. (NARBERTH PA)
PA
09/14/2011 - 09/05/2017
WELLS FARGO CLEARING SERVICES, LLC (BERWYN PA)
PA
08/11/2009 - 01/07/2011
PARK AVENUE SECURITIES LLC (WAYNE PA)
PA
02/09/2009 - 07/07/2009
PLANCO FINANCIAL SERVICES, LLC (WAYNE PA)
BOTH
Issued 02/05/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/04/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2012
Series 7 - General Securities Representative Examination
BC
Issued 02/06/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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