Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter H Foley is a financial advisor with over 25 years of experience in the financial services industry. Peter is registered with UBS Financial Services Inc. and has been with the firm since 2013. Before joining UBS, Peter worked for Merrill Lynch. Peter is registered to provide investment advice in 44 states and is also a registered representative of UBS Financial Services Inc. Peter has a comprehensive understanding of the financial markets and is committed to providing personalized financial advice to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
04/10/2017 - Present
UBS Financial Services Inc. (PALM BEACH GARDENS FL)
FL
03/06/2013 - 07/07/2016
UBS FINANCIAL SERVICES INC. (STUART FL)
FL
03/08/1995 - 07/05/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOCA RATON FL)
IA
Issued 04/12/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/24/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/12/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2014
Series 3 - National Commodity Futures Examination
BC
Issued 02/24/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 03/07/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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