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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Guergues Haroun is a financial advisor who has been in the industry since October 2009. Peter is currently registered with Mariner Independent and has been with the firm since September 2021. Peter offers a variety of financial services, including financial planning, pension consulting, selection of other advisors, and portfolio management for individuals and businesses. Peter is also registered as an Investment Advisor Representative in California and Texas. Prior to joining Mariner Independent, Peter worked for Wells Fargo Clearing Services, LLC and Wells Fargo Investments, LLC. Peter has a Series 6, 7, 63, and 65 license. He also holds the Certified Financial Planner designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
09/17/2021 - Present
Mariner Independent (Rolling Hills Estates CA)
CA
01/03/2011 - 08/12/2021
WELLS FARGO CLEARING SERVICES, LLC (ROLLING HILLS ESTATES CA)
CA
05/21/2010 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (LOS ANGELES CA)
CA
03/12/2008 - 11/24/2008
METLIFE SECURITIES INC. (CITY OF INDUSTRY CA)
IA
Issued 02/04/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/21/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2012
Series 7 - General Securities Representative Examination
BC
Issued 03/07/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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