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Peter Griffiths Henkel

Pruco Securities, LLC

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About Peter Griffiths Henkel

Peter Griffiths Henkel is an Investment Advisor Representative with Pruco Securities, LLC. Peter has been in the financial services industry since January 20, 1990 and has held various positions at firms such as Merrill Lynch, Pierce, Fenner & Smith Incorporated, Kohn Financial Corporation, WMA Securities, Inc., Intersecurities, Inc., The Investment Center, Inc., and First American National Securities, Inc. Peter is registered with the following securities regulators: FINRA, Arizona, Hawaii, Indiana, Kentucky, and Ohio. Peter is also registered as an Investment Advisor Representative in Ohio.

Firm Information

Peter Henkel is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Peter Henkel’s Registration & Firm History

OH

06/20/2018 - Present

Pruco Securities, LLC (CINCINNATI OH)

OH

01/30/1998 - 11/25/2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CINCINNATI OH)

OH

07/20/1994 - 08/29/1996

KOHN FINANCIAL CORPORATION (CINCINNATI OH)

GA

06/06/1994 - 07/18/1994

WMA SECURITIES, INC. (DULUTH GA)

FL

03/17/1993 - 06/06/1994

INTERSECURITIES, INC. (ST. PETERSBURG FL)

NJ

02/21/1990 - 12/31/1992

THE INVESTMENT CENTER, INC. (BEDMINSTER NJ)

GA

12/05/1986 - 02/28/1990

FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)

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Licenses & Designations

IA

Issued 06/27/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/25/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/20/1998

Series 7 - General Securities Representative Examination

BC

Issued 11/25/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter Griffiths Henkel.
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