Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter McParlin is a financial advisor with Hilltop Securities Inc., a firm based in Dallas, Texas. Peter has been working in the industry since 1994. Peter's previous experience includes roles at BEAR, STEARNS & CO. INC., CAMBRIDGE PARTNERS, L.L.C., and PAINEWEBBER INCORPORATED. Peter holds the Series 63, 52TO, 79TO, and SIE licenses and is registered in New York and Texas. Peter specializes in financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
05/26/2023 - Present
Hilltop Securities Inc. (DALLAS TX)
NY
07/17/1996 - 12/17/1997
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
06/13/1995 - 05/30/1996
CAMBRIDGE PARTNERS, L.L.C.
NJ
05/31/1994 - 04/26/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 06/29/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/05/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 05/26/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/23/2023
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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