Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Gove Kelly is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Peter has been in the securities industry since March 27, 2005. Peter is licensed to provide securities and investment advisory services in Florida, Kentucky, Massachusetts, Missouri, New Jersey, New York, North Carolina, Texas, and Wyoming. Peter has held previous positions with Fidelity Brokerage Services LLC, CHARLES SCHWAB & CO., INC., BONDDESK TRADING LLC, AXA ADVISORS, LLC, AIG SECURITIES LENDING CORP., AIG EQUITY SALES CORP., and WACHOVIA SECURITIES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/10/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PALM BEACH GARDENS FL)
FL
02/12/2020 - 07/11/2023
FIDELITY BROKERAGE SERVICES LLC (VERO BEACH FL)
FL
01/03/2011 - 01/21/2020
CHARLES SCHWAB & CO., INC. (Orlando FL)
NY
09/01/2010 - 12/14/2010
BONDDESK TRADING LLC (NEW YORK NY)
NY
09/04/2009 - 06/30/2010
AXA ADVISORS, LLC (NEW YORK NY)
NY
08/31/2006 - 11/14/2008
AIG SECURITIES LENDING CORP. (NEW YORK NY)
NY
05/01/2006 - 05/22/2006
AIG EQUITY SALES CORP. (NEW YORK NY)
MO
11/07/2003 - 04/18/2006
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BOTH
Issued 11/27/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/22/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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