Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Halliwell is a financial advisor with Raymond James Financial Services Advisors, Inc. located in Smithtown, New York. Peter has been in the industry since 1984. Peter Halliwell is also registered as an Investment Advisor Representative (IAR) with Raymond James Financial Services Advisors, Inc. Peter Halliwell specializes in a variety of financial planning areas and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NY
07/08/2021 - Present
Raymond James Financial Services Advisors, Inc. (Smithtown NY)
NY
01/05/1987 - 09/24/2019
AMERIPRISE FINANCIAL SERVICES, INC. (Smithtown NY)
MN
05/31/2000 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NA
07/01/1986 - 01/06/1987
LIFE PLANNING INC.
NA
03/29/1985 - 07/14/1986
ROBERT W. BAIRD & CO. INCORPORATED
NA
05/25/1984 - 07/09/1986
NML EQUITY SERVICES, INC.
NA
04/05/1984 - 04/10/1985
LIFE PLANNING INC.
BC
Issued 08/29/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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