Unclaimed
Peter Gilroy is a financial professional with over 6 years of experience in the industry. Peter is registered with Wells Fargo Securities, LLC and holds Series 63, 65, 79TO and SIE licenses. Peter currently holds active licenses in 53 states and is approved with FINRA and is currently employed at the San Francisco, CA branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/12/2019 - Present
Wells Fargo Securities, LLC (SAN FRANCISCO CA)
BC
Issued 08/17/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/30/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/12/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/01/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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