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Peter Gillespie

Nomura Securities International, Inc.

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About Peter Gillespie

Peter Gillespie is a financial advisor with Nomura Securities International, Inc. Peter Gillespie has been in the financial services industry for over 19 years. Peter Gillespie has experience with a variety of firms including SMBC Nikko Securities America, Inc. and NatWest Markets Securities Inc.

Firm Information

Peter Gillespie is currently registered with Nomura Securities International, Inc.. Nomura Securities International, Inc. is a corporation formed in 1969 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They offer research-related services and publish periodicals. Their clients include other investment advisors.
Nomura Securities International, Inc.

WORLD WIDE PLAZA

NEW YORK, NY 10019-7316

Not reported

Assets Under Management

1

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Negotiated fees for research-related services

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Peter Gillespie’s Registration & Firm History

CA

09/27/2023 - Present

Nomura Securities International, Inc. (SAN FRANCISCO CA)

CA

07/26/2023 - 09/29/2023

SMBC NIKKO SECURITIES AMERICA, INC. (SAN FRANCISCO CA)

CA

10/25/2004 - 06/14/2023

NATWEST MARKETS SECURITIES INC. (SAN FRANCISCO CA)

NY

10/06/2004 - 11/02/2004

BGC MARKETS, L.P. (NEW YORK NY)

NY

01/01/2004 - 10/01/2004

CANTOR FITZGERALD SECURITIES (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/27/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/21/2009

Series 3 - National Commodity Futures Examination

BC

Issued 12/23/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Peter Gillespie.
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