Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Giacchi is a securities professional with over 28 years of experience in the industry. Peter has held a variety of roles at prominent financial institutions, including Citadel Securities LLC, KCG Americas LLC, GETCO Securities, LLC, BANC OF AMERICA SPECIALIST, INC., FLEET SECURITIES, INC. and J. STREICHER & CO. Peter is currently registered with Citadel Securities LLC as a General Securities Principal, Registered Options Principal, Securities Trader, and Limited Representative-Equity Trader. Peter holds the Series 4, 7, 14, 24, 55, 57TO, and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/27/2016 - Present
Citadel Securities LLC (New York NY)
NY
07/01/2013 - 06/03/2016
KCG AMERICAS LLC (NEW YORK NY)
NY
12/14/2011 - 07/01/2013
GETCO SECURITIES, LLC (NEW YORK NY)
NY
10/01/2000 - 12/14/2011
BANC OF AMERICA SPECIALIST, INC. (NEW YORK NY)
TX
04/14/1998 - 08/24/2000
FLEET SECURITIES, INC. (DALLAS TX)
NY
04/13/1993 - 11/18/1996
J. STREICHER & CO. (NEW YORK NY)
BC
Issued 04/28/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/20/2012
Series 14 - Compliance Officer Examination
BC
Issued 03/16/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2000
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
MIAX Emerald, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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