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Peter German Gutierrez

Elequin Securities LLC

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About Peter German Gutierrez

Peter German Gutierrez is a licensed securities professional with over 15 years of experience in the financial industry. He currently works at Elequin Securities LLC, specializing in securities trading and investment advisory services. Peter has held various roles at several prominent firms including Bluefin Trading, LLC, Daiwa Capital Markets America Inc., KBC Financial Products USA, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Banc of America Securities LLC. His expertise encompasses multiple areas including equity trading and investment management.

Firm Information

Peter Gutierrez is currently registered with Elequin Securities LLC. Elequin Securities LLC is a Limited Liability Company formed on April 7, 2020. The firm has received approval for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

6

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Gutierrez’s Registration & Firm History

NY

01/03/2022 - Present

Elequin Securities LLC (New York NY)

NY

06/10/2015 - 05/07/2019

BLUEFIN TRADING, LLC (NEW YORK NY)

NY

11/20/2010 - 02/28/2013

DAIWA CAPITAL MARKETS AMERICA INC. (NEW YORK NY)

NY

03/03/2008 - 12/08/2010

KBC FINANCIAL PRODUCTS USA, INC. (NEW YORK NY)

NY

03/27/2007 - 02/05/2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

10/27/2003 - 03/23/2007

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

01/20/1999 - 07/07/2000

WASSERSTEIN PERELLA & CO., INC. (NEW YORK NY)

NY

10/14/1997 - 07/23/1998

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/30/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/12/2021

Series 24 - General Securities Principal Examination

BC

Issued 12/07/2021

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/10/2015

Series 7 - General Securities Representative Examination

BC

Issued 11/04/2003

Series 55 - Limited Representative-Equity Trader Exam

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

Disclosures

There are no public disclosures for Peter German Gutierrez.
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