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Peter Gerard Russo

BGC Financial, LP

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About Peter Gerard Russo

Peter Gerard Russo is a registered representative with BGC Financial, LP, a broker-dealer firm, and has been in the financial services industry since July 30, 1992. Peter is registered in Connecticut and New York. Peter has passed the Series 63, Series 72 and SIE exams. Previous firms where Peter has been employed include Garban LLC, Intercapital International Inc. and Intercapital Government Securities Inc.

Firm Information

Peter Russo is currently registered with BGC Financial, LP. BGC Financial, LP is a Partnership that was formed on April 2, 2008. They are registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have been involved in 36 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

132

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Russo’s Registration & Firm History

NY

03/15/2004 - Present

BGC Financial, LP (NEW YORK NY)

NY

02/15/2002 - 03/16/2004

GARBAN LLC (NEW YORK NY)

NY

03/15/2000 - 01/25/2002

GARBAN LLC (NEW YORK NY)

NY

03/19/1999 - 10/26/2000

INTERCAPITAL INTERNATIONAL INC. (NEW YORK NY)

NY

03/19/1999 - 04/28/2000

INTERCAPITAL GOVERNMENT SECURITIES INC. (NEW YORK NY)

NY

08/17/1995 - 03/16/1999

TULLETT & TOKYO SECURITIES, INC. (NEW YORK NY)

NY

03/07/1994 - 04/20/1995

BARCLAYS DE ZOETE WEDD SECURITIES INC. (NEW YORK NY)

NY

10/02/1991 - 09/24/1993

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/17/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter Gerard Russo.
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