Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Gerard Brooks is a financial advisor with over 15 years of experience in the industry. Peter began his career at J.P. Morgan Securities Inc. and joined Mufg Securities Americas Inc. in 2008. Peter is licensed in all 50 states and the District of Columbia. He holds the Series 7, 63, and SIE licenses, as well as the Series 79TO license. Peter specializes in investment banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
07/23/2008 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
12/04/2007 - 07/10/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 03/03/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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