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Peter George Pecci

Brokers International Financial Services, LLC

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About Peter George Pecci

Peter Pecci is a registered representative and investment advisor representative with Brokers International Financial Services, LLC. Peter has been in the industry since 1994 and holds several securities licenses including Series 7, Series 6, Series 63, Series 52TO, Series 65, and Series 24. Peter has previously worked for several other financial firms including Allstate Financial Services, LLC, Financial West Group, Vertical Capital Securities, LLC, Kovack Securities Inc., Investcorp, Inc., SunTrust Investment Services, Inc., Banc of America Investment Services, Inc., Templeton/Franklin Investment Services, Inc., and Franklin/Templeton Distributors, Inc. Brokers International Financial Services, LLC is a full-service financial firm that offers a variety of investment products and services to individual and institutional clients. The firm has approximately 2 billion dollars in assets under management and a team of over 197 registered representatives and 173 investment advisor representatives.

Firm Information

Peter Pecci is currently registered with Brokers International Financial Services, LLC. Brokers International Financial Services, LLC is a Limited Liability Company based in Urbandale, IA, that provides investment advisory services to individuals, businesses, charitable organizations, and other investment advisors. The firm is registered with the SEC and in all 51 states and has over 180 licensed agents, 173 investment advisor representatives, and 197 registered representatives. They have approximately $2 billion in assets under management, with a majority of their clients being individuals other than high-net-worth, followed by high-net-worth individuals. They also offer educational seminars and publish periodicals, and they are involved in wrap fee program participation.
Brokers International Financial Services, LLC

4135 NW URBANDALE DR

URBANDALE, IA 50322

$2.00B

Assets Under Management

10

Total Clients

226

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Percentage of assets managed by third-party advisor firms

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Peter Pecci’s Registration & Firm History

FL

01/31/2018 - Present

Brokers International Financial Services, LLC (Weston FL)

FL

05/13/2016 - 10/17/2017

ALLSTATE FINANCIAL SERVICES, LLC (Coconut Creek FL)

FL

05/19/2015 - 05/06/2016

FINANCIAL WEST GROUP (FORT LAUDERDALE FL)

CA

01/22/2015 - 05/19/2015

VERTICAL CAPITAL SECURITIES, LLC (IRVINE CA)

FL

10/06/2010 - 12/05/2014

KOVACK SECURITIES INC. (FORT LAUDERDALE FL)

FL

02/12/2007 - 07/29/2010

INVESTACORP, INC. (MIAMI FL)

FL

06/06/2003 - 01/24/2007

SUNTRUST INVESTMENT SERVICES, INC. (FORT LAUDERDALE FL)

MA

03/06/2002 - 06/19/2003

BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)

CA

03/16/1999 - 02/01/2002

TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC. (SAN MATEO CA)

CA

03/02/1994 - 03/17/1999

FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)

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Licenses & Designations

IA

Issued 04/06/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/01/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/26/2016

Series 53 - Municipal Securities Principal Examination

BC

Issued 07/29/2005

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/01/1996

Series 7 - General Securities Representative Examination

BC

Issued 03/01/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Peter George Pecci. Review regulatory record here.
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