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Peter George Horacek

Icapital Markets LLC

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About Peter George Horacek

Peter Horacek is a registered representative with Icapital Markets LLC and has been in the securities industry since 1991. Peter has a wide range of experience and is registered in over 50 states. Peter has held previous positions with Financial Products, LLC, Credit Suisse Asset Management Securities, Inc., Credit Suisse First Boston Private Advisor, LLC, Credit Suisse First Boston Corporation, and The Dreyfus Service Corporation. Peter is a Series 7, Series 24, and Series 26 licensed advisor and holds a SIE.

Firm Information

Peter Horacek is currently registered with Icapital Markets LLC. Icapital Markets LLC is a Limited Liability Company that was formed on August 13, 2001. The company is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Icapital Markets LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

219

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Horacek’s Registration & Firm History

NY

11/18/2016 - Present

Icapital Markets LLC (NEW YORK NY)

NY

10/21/2010 - 12/15/2016

FINANCIAL PRODUCTS, LLC (NEW YORK NY)

NY

04/26/2001 - 07/22/2009

CREDIT SUISSE ASSET MANAGEMENT SECURITIES, INC. (NEW YORK NY)

NY

08/21/2000 - 12/20/2000

CREDIT SUISSE FIRST BOSTON PRIVATE ADVISOR, LLC (NEW YORK NY)

NY

04/13/2000 - 08/21/2000

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

NY

11/26/1990 - 05/02/2000

THE DREYFUS SERVICE CORPORATION (NEW YORK NY)

NA

01/24/1989 - 01/17/1990

J F LOWE & COMPANY INCORPORATED

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Licenses & Designations

BC

Issued 02/10/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/19/1995

Series 24 - General Securities Principal Examination

BC

Issued 10/12/1992

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/21/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter George Horacek.
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