Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Brissette is a financial professional with over 17 years of experience in the financial industry. Peter is currently registered with National Financial Services LLC. Peter has held previous roles with Fidelity Brokerage Services LLC, National Financial Services LLC, and Putnam Retail Management Limited Partnership. Peter has passed the Series 7, Series 6, Series 63, Series 99TO, and SIE exams. Peter is licensed in Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
01/31/2014 - Present
National Financial Services LLC (SMITHFIELD RI)
RI
07/19/2013 - 01/14/2014
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
03/03/2010 - 07/02/2013
NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)
MA
07/23/2002 - 06/02/2006
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
BC
Issued 11/15/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2010
Series 7 - General Securities Representative Examination
BC
Issued 07/22/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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