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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Geoffrey Snelling is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., having been with the firm since March 2008. Peter has been a financial professional since October 1983. Peter currently holds a Series 7, Series 31, and Series 63 license, as well as a Series 65 license. Peter specializes in providing investment advice to individuals, businesses, corporations, insurance companies, charitable organizations, and pension and profit-sharing plans. Peter also holds registrations in multiple states for both securities and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
05/10/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (EXTON PA)
PA
08/23/1994 - 03/20/2008
CITIGROUP GLOBAL MARKETS INC. (BERWYN PA)
NY
08/25/1989 - 08/30/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
10/19/1983 - 08/25/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
IA
Issued 02/13/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/26/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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