Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Garguilo is a securities professional with over 20 years of experience in the financial services industry. Peter is currently registered with Think Alpha Securities, LLC, and is a licensed Series 3, 7, 55, 57TO, 63, 99TO, and SIE representative. Peter has previously held positions at Credit Suisse Securities (USA) LLC and Donaldson, Lufkin & Jenrette Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
03/01/2024 - Present
Think Alpha Securities, LLC (Princeton NJ)
NY
11/01/2001 - 03/14/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NJ
03/18/1999 - 11/05/2001
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 05/24/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2007
Series 3 - National Commodity Futures Examination
BC
Issued 02/16/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/17/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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