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Peter Frederick Lang

Finalis Securities LLC

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About Peter Frederick Lang

Peter Frederick Lang has been in the securities industry since 2008. Peter is currently registered with Finalis Securities LLC and has held previous positions with BA Securities, LLC, Chardan Capital Markets LLC, HSBC Securities (USA) Inc., FBR Capital Markets & Co., Leerink Partners LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Macquarie Capital (USA) Inc., and UBS Securities LLC.

Firm Information

Peter Lang is currently registered with Finalis Securities LLC. Finalis Securities LLC is a Limited Liability Company formed in September 2019. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

337

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Lang’s Registration & Firm History

NY

11/14/2023 - Present

Finalis Securities LLC (New York NY)

PA

03/25/2021 - 11/15/2021

BA SECURITIES, LLC (W. CONSHOHOCKEN PA)

NY

10/01/2018 - 06/05/2019

CHARDAN CAPITAL MARKETS LLC (NEW YORK NY)

NY

03/07/2016 - 02/01/2018

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

NY

11/19/2014 - 01/27/2016

FBR CAPITAL MARKETS & CO. (new york NY)

NY

10/19/2012 - 03/03/2014

LEERINK PARTNERS LLC (NEW YORK NY)

NY

07/15/2010 - 12/08/2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

01/06/2009 - 02/16/2010

MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)

NY

04/10/2003 - 02/19/2008

UBS SECURITIES LLC (NEW YORK NY)

NY

10/18/2000 - 03/24/2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/19/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 02/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/17/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter Frederick Lang.
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