Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Frederick Gant is an experienced financial professional with over two decades of experience in the industry. Peter has held various roles at leading financial institutions including COWEN AND COMPANY, SIGNAL HILL CAPITAL GROUP LLC, RBC CAPITAL MARKETS, LLC and RBC CAPITAL MARKETS CORPORATION. He is currently a Registered Representative with Stephens. Peter holds a Series 7, Series 63, SIE and Series 79TO licenses. His expertise includes providing financial planning, investment management, and portfolio management services for individuals, businesses, and institutions. Peter specializes in providing services to high-net-worth individuals, corporations and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TX
07/27/2023 - Present
Stephens (DALLAS TX)
CA
08/08/2014 - 01/25/2023
COWEN AND COMPANY (San Francisco CA)
CA
07/29/2013 - 07/07/2014
SIGNAL HILL CAPITAL GROUP LLC (SAN FRANCISCO CA)
CA
02/29/2008 - 02/21/2013
RBC CAPITAL MARKETS, LLC (SAN FRANCISCO CA)
CA
02/06/2004 - 02/29/2008
RBC CAPITAL MARKETS CORPORATION (SAN FRANCISCO CA)
NY
11/27/2001 - 02/06/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
BC
Issued 12/03/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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