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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Valdez is a financial advisor with Wells Fargo Clearing Services, LLC. Peter has over 30 years of experience in the financial services industry. Peter's specializations include investment management, financial planning, and retirement planning. Peter holds the Series 7, 24, 26, 63, and 65 licenses. Peter is also a registered representative in Connecticut, New York, and Texas. Peter is committed to providing personalized financial advice to help individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/12/2018 - Present
Wells Fargo Clearing Services, LLC (PURCHASE NY)
NY
05/13/1996 - 12/13/2002
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NJ
04/11/1990 - 05/22/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
04/11/1990 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NY
01/31/1989 - 11/08/1989
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
04/27/1988 - 02/04/1989
AMERIMUTUAL CORPORATION
NA
01/24/1989 - 02/01/1989
ALISON, BAER SECURITIES INC.
NA
09/22/1987 - 04/05/1988
F.D. ROBERTS SECURITIES, INC.
IA
Issued 03/03/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/16/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 11/21/1988
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/1989
PC - AMEX Put and Call Exam
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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