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Peter Francis Raith

Neuberger Berman BD LLC

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About Peter Francis Raith

Peter Raith is a financial professional with over 25 years of experience in the industry. Peter is currently registered with Neuberger Berman BD LLC and provides portfolio management services to various clients. Previously, Peter was employed with a number of firms, including BANC OF AMERICA SECURITIES LLC, MORGAN STANLEY & CO., INCORPORATED, MORGAN STANLEY MARKET PRODUCTS INC., LEHMAN BROTHERS INC. and PRUDENTIAL SECURITIES INCORPORATED. Peter has a strong background in investment management and has the experience and qualifications to provide sophisticated investment advice. Peter is committed to helping clients reach their financial goals.

Firm Information

Peter Raith is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Peter Raith’s Registration & Firm History

IL

03/29/2021 - Present

Neuberger Berman BD LLC (CHICAGO IL)

IL

07/26/2005 - 02/17/2009

BANC OF AMERICA SECURITIES LLC (CHICAGO IL)

NY

04/22/2003 - 07/26/2005

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NY

04/22/2003 - 07/26/2005

MORGAN STANLEY MARKET PRODUCTS INC. (NEW YORK NY)

NY

03/05/2001 - 04/01/2003

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

08/02/1995 - 12/13/2000

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NJ

03/02/1994 - 07/05/1995

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

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Licenses & Designations

IA

Issued 07/16/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/08/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/09/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Peter Francis Raith.
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