Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Francis Haugh is a financial advisor with over 20 years of experience in the industry. Peter has been registered with Wells Fargo Clearing Services, LLC since 2007 and has held several positions within the firm. Peter is also a registered principal with the firm, having passed the Series 24 examination. Prior to joining Wells Fargo Clearing Services, LLC, Peter worked for CitiCorp Investment Services. Peter is licensed to provide financial advice in North Carolina. Peter has passed the Series 7, Series 63, Series 65 and SIE exams. Peter currently works out of the Charlotte, NC office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
10/15/2021 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
NC
12/21/2007 - 01/05/2021
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
MO
09/19/2005 - 12/31/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
05/13/1998 - 07/02/2004
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
06/14/1995 - 03/18/1998
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
IA
Issued 10/13/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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