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Peter Francis Gale

Prudential Annuities Distributors, Inc.

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About Peter Francis Gale

Peter Gale is a financial professional with over 20 years of experience in the financial services industry. Currently, Peter Gale is registered with Prudential Annuities Distributors, Inc. and is located in Shelton, CT. Peter Gale previously worked at PRUCO SECURITIES, LLC., THE LEADERS GROUP, INC., VOYA AMERICA EQUITIES, INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC., and IDS LIFE INSURANCE COMPANY. Peter Gale holds Series 7, Series 66, and SIE licenses and has passed the Uniform Combined State Law Examination. Peter Gale is registered to offer securities in Minnesota.

Firm Information

Peter Gale is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Gale’s Registration & Firm History

CT

04/01/2020 - Present

Prudential Annuities Distributors, Inc. (SHELTON CT)

NJ

05/30/2019 - 04/01/2020

PRUCO SECURITIES, LLC. (NEWARK NJ)

CO

05/09/2017 - 05/08/2019

THE LEADERS GROUP, INC. (LITTLETON CO)

MN

04/12/2002 - 03/31/2017

VOYA AMERICA EQUITIES, INC. (MINNEAPOLIS MN)

MN

02/21/2001 - 11/12/2001

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

02/21/2001 - 11/12/2001

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 02/27/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/20/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter Francis Gale.
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