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Peter Fitzgerald Santiago

Pruco Securities, LLC

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About Peter Fitzgerald Santiago

Peter Fitzgerald Santiago is a registered investment advisor and a registered representative with Pruco Securities, LLC. Peter is based in Scarsdale, NY. Peter has been working in the financial services industry since October 22, 1996. Peter has experience working with high net worth individuals, corporations, and other businesses. Peter also holds licenses for Series 7, Series 24, Series 4, Series 53, Series 55, Series 63, Series 65, and Series 57TO. Before working at Pruco Securities, LLC, Peter was employed at Duke & Co., Inc. and A.B. Watley, Inc.

Firm Information

Peter Santiago is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Peter Santiago’s Registration & Firm History

NY

06/07/2021 - Present

Pruco Securities, LLC (Scarsdale NY)

NY

09/22/1997 - 02/05/2001

A.B. WATLEY, INC. (NEW YORK NY)

NY

05/10/1996 - 04/30/1997

DUKE & CO., INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 09/30/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/29/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/02/2003

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/04/2000

Series 4 - Registered Options Principal Examination

BC

Issued 05/04/2000

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/25/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/09/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter Fitzgerald Santiago.
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