Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Keating is a financial advisor with over 40 years of experience in the industry. Peter has worked for several firms including Wells Fargo Advisors, LLC and Morgan Stanley. Currently, Peter is registered with Western International Securities, Inc. Peter specializes in portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NV
01/06/2025 - Present
Western International Securities, Inc. (Crystal Bay NV)
CA
07/22/2013 - 03/09/2016
WELLS FARGO ADVISORS, LLC (SAN FRANCISCO CA)
MA
06/01/2009 - 08/14/2013
MORGAN STANLEY (NORWELL MA)
MA
04/06/2009 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (HINGHAM MA)
MA
01/31/1980 - 04/15/2009
UBS FINANCIAL SERVICES INC. (BOSTON MA)
NA
01/02/1980 - 01/31/1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
NA
11/14/1972 - 01/31/1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
NA
10/29/1970 - 11/14/1972
EASTMAN DILLON, UNION SECURITIES & CO., INCORPORATED
NA
04/17/1970 - 01/05/1971
INTERNATIONAL PLANNING COMPANY
IA
Issued 07/26/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/07/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/1983
Series 15 - Foreign Currency Options Examination
BC
Issued 12/15/1982
Series 3 - National Commodity Futures Examination
BC
Issued 08/31/1977
PC - AMEX Put and Call Exam
BC
Issued 12/22/1967
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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