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Peter Fahy

Fidelity Brokerage Services LLC

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About Peter Fahy

Peter Fahy is an active broker registered with Fidelity Brokerage Services LLC in Smithfield, Rhode Island. Peter has been in the industry since July 19, 2007, and has previously held positions with firms such as Park Avenue Securities LLC, Ameriprise Financial Services, LLC, Bear Stearns & Co. Inc. and Hibbard Brown & Co., Inc..

Firm Information

Peter Fahy is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Fahy’s Registration & Firm History

RI

04/28/2023 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

NY

04/27/2022 - 12/07/2022

PARK AVENUE SECURITIES LLC (JERICHO NY)

MN

05/15/2019 - 03/16/2022

AMERIPRISE FINANCIAL SERVICES, LLC (Minneapolis MN)

NY

04/29/1999 - 07/08/2005

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

04/29/1999 - 07/08/2005

BEAR, STEARNS SECURITIES CORP. (BROOKLYN NY)

TX

06/28/1993 - 04/12/1999

FLEET SECURITIES, INC. (DALLAS TX)

NY

05/24/1990 - 09/21/1990

HIBBARD BROWN & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/07/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/15/2019

Series 7TO - General Securities Representative Examination

BC

Issued 03/12/2019

SIE - Securities Industry Essentials Examination

BC

Issued 06/26/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Peter Fahy.
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