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Peter F McLaughlin

Fidelity Brokerage Services LLC

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About Peter F McLaughlin

Peter McLaughlin has been in the financial services industry since August 1998. Peter is currently registered with Fidelity Brokerage Services LLC. Peter's prior experience includes Northwestern Mutual Investment Services, LLC, Janney Montgomery Scott LLC, and Prudential Securities Incorporated. Peter holds Series 7, 8, 9, 10, 63, and SIE licenses. Peter is currently registered in 53 states and is a registered principal.

Firm Information

Peter McLaughlin is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter McLaughlin’s Registration & Firm History

RI

02/03/2022 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

FL

11/23/2021 - 12/08/2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (FT LAUDERDALE FL)

FL

01/03/2003 - 06/03/2020

JANNEY MONTGOMERY SCOTT LLC (FT. LAUDERDALE FL)

NY

12/17/1996 - 01/02/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/09/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 02/23/1998

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/16/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Peter F McLaughlin.
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