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Peter F Gallagher

Prudential Annuities Distributors, Inc.

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About Peter F Gallagher

Peter Gallagher is a financial professional with over 20 years of experience in the financial services industry. Peter currently works with Prudential Annuities Distributors, Inc. Peter has worked with Prudential Investment Management Services LLC, PRUCO SECURITIES, LLC., and CITIGROUP GLOBAL MARKETS INC. Peter holds a variety of licenses and certifications, including Series 7, Series 24, Series 55, Series 63, Series 66, and SIE. Peter is committed to providing clients with personalized financial advice and guidance.

Firm Information

Peter Gallagher is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Gallagher’s Registration & Firm History

CT

02/27/2023 - Present

Prudential Annuities Distributors, Inc. (SHELTON CT)

NJ

06/04/2015 - 10/04/2022

PRUCO SECURITIES, LLC. (NEWARK NJ)

NJ

06/04/2015 - 10/04/2022

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

CT

06/04/2015 - 12/03/2021

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (Shelton CT)

NY

05/05/2010 - 05/08/2015

LAVAFLOW, INC. (NEW YORK NY)

NY

08/16/2011 - 02/19/2013

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NJ

07/24/2008 - 04/14/2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)

NJ

07/07/2006 - 01/29/2008

PERSHING LLC (JERSEY CITY NJ)

NY

02/26/2001 - 02/15/2006

DRESDNER KLEINWORT WASSERSTEIN SECURITIES LLC (NEW YORK NY)

NY

04/24/2000 - 02/26/2001

WASSERSTEIN PERELLA SECURITIES, INC. (NEW YORK NY)

NY

01/06/1998 - 05/05/2000

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

11/29/1997 - 01/16/1998

SMITH BARNEY INC. (NEW YORK NY)

NY

11/03/1997 - 01/16/1998

SALOMON BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 08/26/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/13/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/18/2015

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/08/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/01/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter F Gallagher.
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