Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Cooper is a financial advisor with over 20 years of experience in the financial services industry. Peter is currently registered with Charles Schwab & Co., Inc. and has previously worked for UBS Financial Services Inc., Ladenburg, Thalmann & Co., Inc., New York Private Placement Exchange LLC, Intercapital International Inc., and Intercapital Government Securities Inc. Peter has a strong track record of success in helping clients achieve their financial goals. Peter holds the Series 7, Series 55, SIE, Series 7TO, and Series 57TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
OH
01/02/2019 - Present
Charles Schwab & CO., Inc. (Columbus OH)
NJ
08/06/2002 - 02/13/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
09/14/2000 - 06/04/2002
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
MI
07/17/2000 - 10/02/2000
NEW YORK PRIVATE PLACEMENT EXCHANGE LLC (LANSING MI)
NY
08/13/1998 - 07/17/2000
INTERCAPITAL INTERNATIONAL INC. (NEW YORK NY)
NY
08/13/1998 - 04/27/2000
INTERCAPITAL GOVERNMENT SECURITIES INC. (NEW YORK NY)
BOTH
Issued 08/12/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/22/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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