Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Owen is a financial professional with over a decade of experience in the financial services industry. Peter's career began in 2010 at HS & Co., Inc. Prior to joining Natisa Securities LLC, Peter was employed with SUMO CAPITAL, LLC and ANDRIE TRADING LLC. Peter holds FINRA Series 7, 24, 27, 57, and 66 licenses. Peter is currently registered with FINRA as a General Securities Principal and a Securities Trader.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
11/17/2023 - Present
Natisa Securities LLC (WESTCHESTER IL)
IL
07/02/2018 - 07/01/2020
SUMO CAPITAL, LLC (CHICAGO IL)
IL
02/21/2013 - 10/24/2018
ANDRIE TRADING LLC (CHICAGO IL)
IL
04/28/2010 - 07/12/2011
HS & CO., INC. (CHICAGO IL)
BOTH
Issued 08/16/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/15/2023
Series 27 - Financial and Operations Principal Examination
BC
Issued 04/15/2013
Series 24 - General Securities Principal Examination
BC
Issued 07/15/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/15/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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