Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Ernest Dolan is a financial advisor at Steward Partners Investment Advisory, LLC with 42 years of experience in the financial industry. Peter Dolan is registered with the state of Missouri as an Investment Advisor Representative and in Texas as an Investment Advisor Representative. Peter Dolan is also registered with FINRA as a General Securities Principal. Peter Dolan has a Series 63, Series 65, Series 7, and Series 24 license. Peter Dolan has experience providing financial planning, portfolio management for individuals, and investment advisory services. Peter Dolan's previous employers include Royal Alliance Associates, Inc., and Raymond James Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
06/10/2020 - Present
Steward Partners Investment Advisory, LLC (NEW YORK NY)
MO
06/12/2020 - 05/27/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (St. Louis MO)
MO
11/19/1989 - 06/15/2020
ROYAL ALLIANCE ASSOCIATES, INC. (ST. LOUIS MO)
NA
03/12/1987 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
03/03/1985 - 01/19/1987
PLANVEST CAPITAL CORPORATION
NA
08/07/1980 - 02/11/1985
EQUITEC SECURITIES COMPANY
IA
Issued 05/02/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/28/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/09/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
BC
Issued 07/29/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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