Unclaimed
Peter Edwin Sampson is a financial advisor with Janney Montgomery Scott LLC. Peter has been in the securities industry since 1981. Peter has been registered with Janney Montgomery Scott LLC since 2012. Previously, Peter was registered with MORGAN STANLEY SMITH BARNEY and CITIGROUP GLOBAL MARKETS INC.. Peter holds FINRA Series 3, 7, 8, 9, 10, 63, and 65 licenses. Peter specializes in working with high-net-worth individuals, corporations, pension and profit sharing plans, charitable organizations, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
SC
03/16/2012 - Present
Janney Montgomery Scott LLC (AIKEN SC)
SC
06/01/2009 - 03/20/2012
MORGAN STANLEY SMITH BARNEY (AIKEN SC)
SC
06/13/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (AIKEN SC)
GA
03/23/1981 - 01/02/2002
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
IA
Issued 12/07/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/15/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/31/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/1996
Series 3 - National Commodity Futures Examination
BC
Issued 03/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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