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Peter Edward Mohan

A.g.p. / Alliance Global Partners

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About Peter Edward Mohan

Peter Edward Mohan is an Investment Advisor Representative, licensed to provide securities advice. Peter has been working in the financial industry since 1994 and is currently registered with A.g.p. / Alliance Global Partners. Peter has a broad range of experience in the industry, having previously worked with Oppenheimer & Co. Inc. and CIBC World Markets Corp. Peter holds Series 3, 7, 63, and 65 licenses, as well as the SIE exam, and is registered in several states.

Firm Information

Peter Mohan is currently registered with A.g.p. / Alliance Global Partners. A.g.p. / Alliance Global Partners is a Limited Liability Company with a main office in Westport, Connecticut, and has been operating since July 2022. The firm has over 238 registered representatives and manages over $1.6 billion in regulatory assets. A.g.p. / Alliance Global Partners provides a variety of advisory services, including financial planning, portfolio management for individuals and businesses, selection of other advisors, and portfolio management for pooled investment vehicles. They cater to a diverse range of clients, including individuals, high-net-worth individuals, businesses, corporations, and charitable organizations.
A.g.p. / Alliance Global Partners

88 POST ROAD WEST

WESTPORT, CT 06880

$1.69B

Assets Under Management

Not reported

Total Clients

175

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Sub-adviser of pooled investment vehicle charges a performance f

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Peter Mohan’s Registration & Firm History

NY

07/20/2020 - Present

A.g.p. / Alliance Global Partners (New York NY)

NY

01/03/2003 - 07/24/2020

OPPENHEIMER & CO. INC. (NEW YORK NY)

NY

10/17/1994 - 01/03/2003

CIBC WORLD MARKETS CORP. (NEW YORK NY)

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Licenses & Designations

IA

Issued 09/13/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/21/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/24/2023

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/14/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Peter Edward Mohan.
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