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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Edward Kelly is a financial advisor with over 20 years of experience in the financial services industry. Peter Kelly is currently registered with Morgan Stanley and has previously held positions at Merrill Lynch, Pierce, Fenner & Smith Incorporated, J.P. Morgan Securities LLC, and Deutsche Bank Securities Inc. Peter Kelly holds several professional licenses and designations including Series 6, 7, 24, 55, 63, and 65. Peter Kelly provides a range of financial services including investment advice, financial planning, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CT
04/08/2020 - Present
Morgan Stanley (Stamford CT)
CT
11/08/2017 - 09/05/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FAIRFIELD CT)
CT
12/12/2016 - 10/11/2017
J.P. MORGAN SECURITIES LLC (GREENWICH CT)
NY
10/27/2000 - 03/05/2013
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
12/15/1997 - 03/09/2000
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
IA
Issued 12/14/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/27/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2017
Series 7 - General Securities Representative Examination
BC
Issued 12/12/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/05/2013
Series 3 - National Commodity Futures Examination
BC
Issued 05/12/2005
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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