Unclaimed
Peter Edward Hodgman is a registered representative with J.P. Morgan Securities LLC. Peter has been in the securities industry for over 20 years and has a wide range of experience in providing financial advice. Previously, Peter was employed by Charles Schwab & Co., Inc. and FTN Financial Securities Corp., among others. Peter is licensed in several states, including Illinois and Texas, and holds the Series 6, 7, 63, 65, and 66 securities licenses. Peter specializes in providing financial planning, pension consulting, and portfolio management for both individuals and businesses. Peter's clients include high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
04/18/2018 - Present
J.p. Morgan Securities LLC (Buffalo Grove IL)
IL
01/26/2015 - 03/27/2018
CHARLES SCHWAB & CO., INC. (OAK BROOK IL)
IL
01/03/2012 - 09/03/2013
FTN FINANCIAL SECURITIES CORP (CHICAGO IL)
IL
11/01/2010 - 10/10/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
IL
02/09/2009 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (CHICAGO IL)
IL
07/30/1999 - 02/13/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
NY
04/18/1997 - 06/12/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MA
11/06/1996 - 12/01/1996
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
11/06/1996 - 12/01/1996
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 01/30/2015
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/01/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/19/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/1997
Series 7 - General Securities Representative Examination
BC
Issued 11/05/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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