Unclaimed
Peter Hanlon is a financial professional with over 20 years of experience in the securities industry. Peter is currently registered with Natwest Markets Securities Inc. and is licensed to provide investment advice in Connecticut. Peter has a Series 7 and Series 63 license and has previously worked for BNP PARIBAS SECURITIES CORP. and RBS SECURITIES INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
07/06/2016 - Present
Natwest Markets Securities Inc. (STAMFORD CT)
NY
03/07/2013 - 05/09/2016
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
CT
08/02/2000 - 01/25/2013
RBS SECURITIES INC. (STAMFORD CT)
BC
Issued 04/22/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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