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Peter Edward Hanlon

Natwest Markets Securities Inc.

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About Peter Edward Hanlon

Peter Hanlon is a financial professional with over 20 years of experience in the securities industry. Peter is currently registered with Natwest Markets Securities Inc. and is licensed to provide investment advice in Connecticut. Peter has a Series 7 and Series 63 license and has previously worked for BNP PARIBAS SECURITIES CORP. and RBS SECURITIES INC.

Firm Information

Peter Hanlon is currently registered with Natwest Markets Securities Inc.. Natwest Markets Securities Inc. is a corporation formed on November 7, 1985, and is currently approved. It is registered with the SEC and in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

113

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Hanlon’s Registration & Firm History

CT

07/06/2016 - Present

Natwest Markets Securities Inc. (STAMFORD CT)

NY

03/07/2013 - 05/09/2016

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

CT

08/02/2000 - 01/25/2013

RBS SECURITIES INC. (STAMFORD CT)

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Licenses & Designations

BC

Issued 04/22/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/01/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter Edward Hanlon.
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