Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Vale is a financial advisor with DFA Securities LLC. Peter has been in the financial services industry since 2010, and is registered in North Carolina, Alaska, Hawaii, Tennessee, and Virgin Islands. Peter is a Series 7, Series 63, and Series 65 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
02/10/2023 - Present
DFA Securities LLC (CHARLOTTE NC)
NY
11/15/2013 - 08/06/2020
MORGAN STANLEY (NEW YORK NY)
NY
11/12/2010 - 05/20/2013
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 03/15/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/01/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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