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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Prunty is a financial advisor with over 18 years of experience in the industry. Peter is currently registered with Morgan Stanley, a firm that has been in the business for over 80 years. Peter is licensed in 53 states and two U.S. territories, and also holds Series 7, 24, 63, 66, SIE and 79TO licenses, demonstrating their breadth of experience. Peter has specialized in a range of services, including financial planning, investment management, and portfolio management for individuals, businesses, and investment companies. In their previous roles, Peter has worked at UBS Financial Services Inc., Morgan Stanley Distribution, Inc., and Cantor Fitzgerald & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
05/18/2018 - Present
Morgan Stanley (Red Bank NJ)
NJ
10/02/2012 - 06/22/2016
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
03/21/2011 - 09/24/2012
MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)
NY
06/01/2009 - 03/24/2011
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PURCHASE NY)
NY
05/10/2005 - 04/02/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
02/03/1997 - 01/26/1998
CANTOR FITZGERALD PARTNERS (NEW YORK NY)
NY
06/27/1996 - 01/26/1998
CANTOR FITZGERALD SECURITIES (NEW YORK NY)
NY
12/02/1996 - 02/03/1997
CANTOR FITZGERALD & CO. (NEW YORK NY)
BOTH
Issued 11/19/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/06/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/01/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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