Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter E. Jochems is a financial advisor with over 30 years of experience in the financial services industry. Peter is registered with LPL Financial LLC and is licensed to provide financial advice in several states. Peter is also a registered principal with the Financial Industry Regulatory Authority (FINRA). In addition to his work with LPL Financial LLC, Peter has previously held positions with National Planning Corporation, AIG Financial Advisors, Inc. and SunAmerica Securities, Inc. Peter specializes in providing financial planning, portfolio management and investment advisory services to individuals, corporations, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CO
03/18/2021 - Present
LPL Financial LLC (WINDSOR CO)
CO
12/05/2008 - 11/29/2017
NATIONAL PLANNING CORPORATION (WINDSOR CO)
CO
10/31/2005 - 12/08/2008
AIG FINANCIAL ADVISORS, INC. (WINDSOR CO)
AZ
11/12/1992 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
IA
Issued 12/21/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/22/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/2002
Series 7 - General Securities Representative Examination
BC
Issued 11/09/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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