Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Durk Browne is a registered investment advisor representative with UBS Financial Services Inc. Peter has been in the securities industry since June 1978 and has a total of 20 state registrations. Peter is also a registered investment advisor in California and Texas. Peter's primary office is located in San Francisco, California, and Peter is affiliated with UBS Financial Services Inc., which has offices in San Francisco, California. Peter's professional experience includes positions with KIDDER, PEABODY & CO. INCORPORATED, and UBS Financial Services Inc. Peter has Series 63, Series 65, Series 7 and SIE exams. Peter is a limited partner with LARK CREEK PARTNERS LP., a restaurant in San Francisco.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
01/22/2009 - Present
UBS Financial Services Inc. (SAN FRANCISCO CA)
NY
06/26/1978 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
IA
Issued 01/20/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/09/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1978
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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