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Peter Duda

Lazard Freres & Co. LLC

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About Peter Duda

Peter Duda is a financial professional with over 10 years of experience in the industry. Peter is currently registered with Lazard Freres & Co. Llc and is based in San Francisco, California. Prior to joining Lazard Freres & Co. Llc, Peter was employed by DEUTSCHE BANK SECURITIES INC. in San Francisco, California. Peter holds a Series 24, Series 63, Series 79, and SIE licenses. Peter has been active in the industry since April 13, 2010.

Firm Information

Peter Duda is currently registered with Lazard Freres & Co. LLC. Lazard Freres & Co. LLC is a Limited Liability Company formed in May 1995. It is registered in all 50 states and the District of Columbia, as well as with the SEC. The firm has been involved in 14 regulatory events and 2 civil events.

Not reported

Assets Under Management

Not reported

Total Clients

256

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Duda’s Registration & Firm History

CA

10/24/2017 - Present

Lazard Freres & Co. LLC (SAN FRANCISCO CA)

CA

04/07/2010 - 10/17/2017

DEUTSCHE BANK SECURITIES INC. (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 04/19/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/14/2021

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/06/2010

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter Duda.
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