Unclaimed
Peter Douglas Monson is a financial advisor registered with Van Clemens & Co. Inc. Peter has over 30 years of experience in the financial services industry. Peter's current registration began on February 25, 2014. Peter holds Series 7, Series 24, and Series 63 licenses as well as the SIE exam. Peter is registered in Florida, Iowa, Michigan, Minnesota, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
02/25/2014 - Present
VAN Clemens & Co. Inc. (MINNEAPOLIS MN)
MN
08/21/2002 - 03/07/2014
1ST DISCOUNT BROKERAGE, INC. (BLAINE MN)
CA
06/12/2001 - 08/21/2002
ACUMENT SECURITIES, INC. (SAN FRANCISCO CA)
MN
11/01/1994 - 06/13/2001
GLOBAL FINANCIAL GROUP, INC. (MINNEAPOLIS MN)
MN
01/27/1992 - 10/28/1994
HAYNE, MILLER FINANCIAL, INC. (MINNEAPOLIS MN)
BC
Issued 02/05/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/06/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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