Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter McColgan is a financial advisor at Wells Fargo Clearing Services, LLC. Peter has been a registered representative since 1988 and has a diverse background in the financial services industry. Peter is registered in multiple states and has experience working with a wide range of clients, including individuals, businesses, and institutions. Peter's areas of expertise include investment management, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OH
12/06/2022 - Present
Wells Fargo Clearing Services, LLC (CINCINNATI OH)
OH
04/01/2009 - 04/24/2018
UBS FINANCIAL SERVICES INC. (CINCINNATI OH)
OH
07/31/1993 - 04/20/2009
CITIGROUP GLOBAL MARKETS INC. (CINCINNATI OH)
NY
05/22/1990 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NJ
03/15/1989 - 04/06/1990
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
03/15/1989 - 04/06/1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
RI
01/22/1988 - 03/04/1989
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
IA
Issued 01/04/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/02/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/1990
Series 3 - National Commodity Futures Examination
BC
Issued 05/19/1990
Series 7 - General Securities Representative Examination
BC
Issued 01/19/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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