Unclaimed
Peter Cowen is a registered representative with GT Securities, Inc. Peter has been in the financial services industry since 2009. Peter has a Series 7, Series 63, Series 79TO, and SIE. Peter's previous employers include First Craft Securities, LLC, Fallbrook Capital Securities Corp., Angeles Capital Group, LLC and Mosaic Capital Securities, LLC. Peter is registered with the state of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
03/15/2023 - Present
GT Securities, Inc. (LOS ANGELES CA)
MD
04/24/2018 - 03/17/2023
FIRST CRAFT SECURITIES, LLC (ST. MICHAELS MD)
CA
04/29/2013 - 04/23/2018
FALLBROOK CAPITAL SECURITIES CORP. (CALABASAS CA)
CA
04/23/2010 - 04/11/2013
ANGELES CAPITAL GROUP, LLC (LACANADA FLINTRIDGE CA)
CA
01/01/2008 - 02/18/2009
MOSAIC CAPITAL SECURITIES, LLC (SHERMAN OAKS CA)
BC
Issued 05/16/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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